4//SEC Filing
Weston David 4
Accession 0001225208-13-008131
CIK 0001500213other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 11:37 AM ET
Size
14.9 KB
Accession
0001225208-13-008131
Insider Transaction Report
Form 4
Weston David
SVP & Senior Trust Officer
Transactions
- Tax Payment
Common Stock
2013-03-19$11.92/sh−369$4,398→ 2,686 total
Holdings
- 1,274(indirect: By 401(k))
Common Stock
- 2,500(indirect: By Performance Stock Award)
Common Stock
- 2,500(indirect: By Stock Award II)
Common Stock
- 8,981
Stock Options
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (8,981 underlying) - 4,844(indirect: By ESOP)
Common Stock
- 20,000
Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying) - 4,490
Stock Options
Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (4,490 underlying) - 898(indirect: By Stock Award)
Common Stock
- 1,000
Stock Options
Exercise: $11.20From: 2013-03-21Exp: 2012-03-21→ Common Stock (1,000 underlying)
Footnotes (9)
- [F1]Since the reporting person's last report 898 shares previously held through Stock Award have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
- [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan will vest in five equal annual installments commencing on March 19, 2010.
- [F5]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
- [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- [F7]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
- [F8]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
- [F9]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeother
Related Parties
1- filerCIK 0001450806
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 11:37 AM ET
- Size
- 14.9 KB