Lohr Steven R 4

4 · Franklin Financial Corp · Filed Apr 2, 2013

Form 4

Period: 2013-03-29

Vice President

Transactions

Holdings

Common Stock
(indirect: By ESOP)
2,149.352
Stock Option (Right to Buy)
Exercise: $13.42Exp: 2022-03-29→ Common Stock (125,000 underlying)
125,000
Common Stock
(indirect: By deferred compensation plan)
25,661.136
Common Stock
(indirect: Restricted Stock)
40,000
Common Stock
(indirect: By IRA)
39,717
Common Stock
(indirect: By Spouse)
15,311

Footnotes (3)

[F1]On March 29, 2013, 10,000 shares of restricted stock vested and were reported as held directly. Also on March 29, 2013, the reporting person tendered 3,475 of his directly held shares to Franklin Financial Corporation for tax withholding purposes, leaving a beneficial ownership amount of 6,525 shares held directly.
[F2]Shares vest at a rate of 20% annually beginning on March 29, 2013, in each case, subject to the achievement of certain performance metrics over an October 1 to September 30 annual performance period. Any portion of an award not vested in prior years may vest on a later vesting date during the performance period if, as of such date, the Issuer has met the specified performance target. Any shares not vested after the fifth vesting date will be forfeited.
[F3]Stock options vest in five equal annual installments beginning on March 29, 2013, the first anniversary of the date of the grant.

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