4//SEC Filing
Wheeler Richard T Jr 4
Accession 0001225208-13-008901
CIK 0001505823other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 12:30 PM ET
Size
8.6 KB
Accession
0001225208-13-008901
Insider Transaction Report
Form 4
Wheeler Richard T Jr
DirectorChairman. President & CEO
Transactions
- Tax Payment
Common Stock
2013-03-29$18.25/sh−5,071$92,546→ 9,929 total
Holdings
- 88,708.456(indirect: By deferred compensation plan)
Common Stock
- 185,000
Stock Option (Right to Buy)
Exercise: $13.42Exp: 2022-03-29→ Common Stock (185,000 underlying) - 60,000(indirect: Restricted Stock)
Common Stock
- 3,067.551(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]On March 29, 2013, 15,000 shares of restricted stock vested and were reported as held directly. Also on March 29, 2013, the reporting person tendered 5,071 of his directly held shares to Franklin Financial Corporation for tax withholding purposes, leaving a beneficial ownership amount of 9,929 shares held directly.
- [F2]Shares vest at a rate of 20% annually beginning on March 29, 2013, in each case, subject to the achievement of certain performance metrics over an October 1 to September 30 annual performance period. Any portion of an award not vested in prior years may vest on a later vesting date during the performance period if, as of such date, the Issuer has met the specified performance target. Any shares not vested after the fifth vesting date will be forfeited.
- [F3]Stock options vest in five equal annual installments beginning on March 29, 2013, the first anniversary of the date of the grant.
Documents
Issuer
Franklin Financial Corp
CIK 0001505823
Entity typeother
Related Parties
1- filerCIK 0001509708
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 12:30 PM ET
- Size
- 8.6 KB