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4//SEC Filing

Harris Matthew R 4

Accession 0001225208-13-013513

CIK 0001100202other
View on SEC.govCompany Profile

Filed

May 29, 8:00 PM ET

Accepted

May 30, 5:01 PM ET

Size

27.5 KB

Accession

0001225208-13-013513

Insider Transaction Report

Form 4
Period: 2012-01-31
LENCO MOBILE INC.LNCM
Harris Matthew R
DirectorCEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2012-03-17+3,200,000→ 3,200,000 total
    Exercise: $0.13From: 2012-03-17Exp: 2022-03-17→ Common Stock (3,200,000 underlying)
  • Purchase

    Common Stock Warrant (Right to Buy)

    2012-08-16+600,000→ 600,000 total
    Exercise: $0.05From: 2012-08-16Exp: 2017-08-20→ Common Stock (600,000 underlying)
  • Tax Payment

    Series A Preferred Stock

    2012-12-27$108.53/sh−1,083$117,538→ 3,183 total
    Exercise: $0.25→ Common Stock (433,200 underlying)
  • Award

    Series A Preferred Stock

    2012-01-31+8,293→ 8,293 total
    Exercise: $0.25→ Common Stock (3,317,200 underlying)
  • Purchase

    Series A Preferred Stock

    2012-03-24$109.17/sh+916$100,000→ 9,209 total
    Exercise: $0.25→ Common Stock (366,400 underlying)
  • Purchase

    Series A Preferred Stock

    2012-06-08$110.86/sh+586$64,964→ 9,795 total
    Exercise: $0.25→ Common Stock (234,400 underlying)
  • Sale

    Series A Preferred Stock

    2013-01-23$115.22/sh−2,170$250,027→ 6,220 total
    Exercise: $0.25→ Common Stock (868,000 underlying)
  • Disposition to Issuer

    Series A Preferred Stock

    2012-12-21−5,529→ 4,266 total
    Exercise: $0.25→ Common Stock (2,211,600 underlying)
  • Purchase

    Series A Preferred Stock

    2013-01-23$115.22/sh+5,207$599,951→ 8,390 total
    Exercise: $0.25→ Common Stock (2,082,800 underlying)
Footnotes (16)
  • [F1]The conversion price is subject to adjustment as provided by the terms of the Series A Preferred Stock. The initial conversion price of $1.50 was adjusted to $0.25 on January 1, 2013.
  • [F10]Represents partial rescission of election to receive Series A Preferred Stock in lieu of cash bonus; shares cancelled for no value.
  • [F11]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $112.98 and the conversion price was $1.50 per share; accordingly, the number of underlying shares as of the transation date was 416,444.
  • [F12]Shares withheld for payment of taxes on delivery of shares in lieu of retention bonus.
  • [F13]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $112.98 and the conversion price was $1.50 per share; accordingly, the number of underlying shares as of the transation date was 81,571.
  • [F14]Represents shares issued in satisfaction of cash bonus payable under Retention Bonus Agreement dated 12/27/2011, as amended.
  • [F15]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $114.72 and the conversion price was $0.25 per share; accordingly, the number of underlying shares as of the transation date was 2,389,388.
  • [F16]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $114.72 and the conversion price was $0.25 per share; accordingly, the number of underlying shares as of the transation date was 995,769.
  • [F2]Represents right to acquire shares in lieu of payment of cash bonus pursuant to election under Retention Bonus Agreement dated 12/27/2011, as amended; subject to reporting person's continued employment with the issuer, the shares are vested and deliverable on 12/27/2012.
  • [F3]The Series A Preferred Stock is convertible into shares of the issuer's common stock at any time.
  • [F4]The Series A Preferred Stock has no expiration date, but is subject to automatic conversion as provided by the terms of such preferred stock.
  • [F5]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $107.98 and the conversion price was $1.50 per share; accordingly, the number of underlying shares as of the transation date was 597,013.
  • [F6]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $107.98 and the conversion price was $1.50 per share; accordingly, the number of underlying shares as of the transation date was 65,942.
  • [F7]The number of underlying shares is determined by dividing the stated value of Series A Preferred Stock, as adjusted for accreted dividends, by the conversion price. The number of underlying shares shown is based on the initial stated value of $100.00 and the current conversion price of $0.25 per share. As of the transaction date, the adjusted stated value was $109.62 and the conversion price was $1.50 per share; accordingly, the number of underlying shares as of the transation date was 42,824.
  • [F8]Reflects two-for-one adjustment effective 2/15/2013.
  • [F9]Warrants issued in connection with acquisition of senior secured notes of the issuer; aggregate consideration for the warrants was $10.00.

Documents

1 file

Issuer

LENCO MOBILE INC.

CIK 0001100202

→
Entity typeother

Related Parties

1
  • filerCIK 0001559945

Filing Metadata

Form type
4
Filed
May 29, 8:00 PM ET
Accepted
May 30, 5:01 PM ET
Size
27.5 KB
View on SEC.gov