4//SEC Filing
BROWN FORMAN CORP 4
Accession 0001225208-13-013731
$BF-ACIK 0000014693operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 9:58 PM ET
Size
19.5 KB
Accession
0001225208-13-013731
Insider Transaction Report
Form 4
WELCH JAMES S JR
DirectorVice Chairman Strategy and HR
Transactions
- Award
Class A Common
2013-06-01+5,452→ 32,858 total
Holdings
- 23,938
Stock Appreciation Right
Exercise: $33.76From: 2010-05-01Exp: 2017-04-30→ Class B Common (23,938 underlying) - 31,470
Stock Appreciation Right
Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (31,470 underlying) - 16,147
Class B Common
- 13,492
Stock Appreciation Right
Exercise: $34.95From: 2009-05-01Exp: 2016-04-30→ Class B Common (13,492 underlying) - 21,971
Stock Appreciation Right
Exercise: $35.51From: 2011-05-01Exp: 2018-04-30→ Class B Common (21,971 underlying) - 31,498
Stock Appreciation Right
Exercise: $43.10From: 2012-05-01Exp: 2019-04-30→ Class B Common (31,498 underlying) - 23,515
Stock Appreciation Right
Exercise: $28.58From: 2008-05-01Exp: 2015-04-30→ Class B Common (23,515 underlying) - 20,186
Stock Appreciation Right
Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (20,186 underlying) - 22,345
Stock Appreciation Right
Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (22,345 underlying)
Footnotes (1)
- [F1]These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 9:58 PM ET
- Size
- 19.5 KB