Home/Filings/4/0001225208-13-013731
4//SEC Filing

BROWN FORMAN CORP 4

Accession 0001225208-13-013731

$BF-ACIK 0000014693operating

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 9:58 PM ET

Size

19.5 KB

Accession

0001225208-13-013731

Insider Transaction Report

Form 4
Period: 2013-06-01
WELCH JAMES S JR
DirectorVice Chairman Strategy and HR
Transactions
  • Award

    Class A Common

    2013-06-01+5,45232,858 total
Holdings
  • Stock Appreciation Right

    Exercise: $33.76From: 2010-05-01Exp: 2017-04-30Class B Common (23,938 underlying)
    23,938
  • Stock Appreciation Right

    Exercise: $38.43From: 2013-05-01Exp: 2020-04-30Class B Common (31,470 underlying)
    31,470
  • Class B Common

    16,147
  • Stock Appreciation Right

    Exercise: $34.95From: 2009-05-01Exp: 2016-04-30Class B Common (13,492 underlying)
    13,492
  • Stock Appreciation Right

    Exercise: $35.51From: 2011-05-01Exp: 2018-04-30Class B Common (21,971 underlying)
    21,971
  • Stock Appreciation Right

    Exercise: $43.10From: 2012-05-01Exp: 2019-04-30Class B Common (31,498 underlying)
    31,498
  • Stock Appreciation Right

    Exercise: $28.58From: 2008-05-01Exp: 2015-04-30Class B Common (23,515 underlying)
    23,515
  • Stock Appreciation Right

    Exercise: $58.70From: 2015-05-01Exp: 2022-04-30Class B Common (20,186 underlying)
    20,186
  • Stock Appreciation Right

    Exercise: $46.40From: 2014-05-01Exp: 2021-04-30Class B Common (22,345 underlying)
    22,345
Footnotes (1)
  • [F1]These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant.

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 9:58 PM ET
Size
19.5 KB