4//SEC Filing
PENFORD CORP 4
Accession 0001225208-13-016316
CIK 0000739608operating
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:55 PM ET
Size
9.4 KB
Accession
0001225208-13-016316
Insider Transaction Report
Form 4
PENFORD CORPPENX
MALKOSKI THOMAS D
DirectorPres. & CEO
Transactions
- Tax Payment
Common Stock
2013-07-17$15.55/sh−43,996$684,138→ 64,375 total - Exercise/Conversion
NQ Stock Option (Right to Buy)
2013-07-17−50,000→ 0 totalExercise: $12.79From: 2004-08-22Exp: 2013-08-22→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2013-07-17$12.79/sh+50,000$639,500→ 108,371 total
Holdings
- 2,712.752(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Mr. Malkoski increased his stock ownership from 58,371 shares to 64,375 shares in connection with the option exercise. As part of the option exercise, shares were withheld to satisfy the option exercise price and the minimum tax withholding obligations.
- [F2]Estimate of shares held within the 401(k) plan on the reporting person's behalf based on the 401(k) Penford stock fund balance divided by the stock closing price on August 31, 2012. It should be noted that the 401(k) Penford stock fund generally contains some cash and therefore is not fully invested in Penford stock.
- [F3]The option becomes exercisable in four equal installments beginning on the first anniversary from date of grant; the first anniversary date is indicated above as the Date Exercisable.
Documents
Issuer
PENFORD CORP
CIK 0000739608
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0000739608
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 5:55 PM ET
- Size
- 9.4 KB