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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0001225208-13-016865

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Jul 28, 8:00 PM ET

Accepted

Jul 29, 5:52 PM ET

Size

24.0 KB

Accession

0001225208-13-016865

Insider Transaction Report

Form 4
Period: 2013-07-25
BROWN FORMAN CORPBF'B
STUBBS DACE BROWN
Director
Transactions
  • Award

    Deferred Stock Units

    2013-07-25+1,181.47→ 1,181.47 total
    → Class A Common (1,181.47 underlying)
Holdings

  • Class B Common

    (indirect: By Partnership)
    175,000

  • Stock Appreciation Right

    Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
    5,495

  • Class B Common

    302,029.5

  • Class A Common

    (indirect: Log House 2011 LP)
    3,882,267

  • Class A Common

    101,409.7

  • Class B Common

    (indirect: Log House 2011 LP)
    577,566

  • Deferred Stock Units

    → Class B Common (3,331.37 underlying)
    3,331.37

  • Stock Appreciation Right

    Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying)
    4,819

  • Stock Appreciation Right

    Exercise: $28.58From: 2005-07-28Exp: 2015-04-30→ Class B Common (5,658 underlying)
    5,658

  • Class A Common

    (indirect: By Trust)
    2,379.1

  • Class A Common

    (indirect: By Partnership)
    235,495

  • Non-Qualified Stock Option (right to buy)

    Exercise: $22.49From: 2004-07-22Exp: 2014-04-30→ Class B Common (4,867 underlying)
    4,867

  • Stock Appreciation Right

    Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying)
    6,752

  • Class A Common

    (indirect: By Trust)
    1,758.7

  • Stock Appreciation Right

    Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying)
    5,987
Footnotes (4)
  • [F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2013, were based on the closing price of the Company's Class A common stock on that date ($74.06). On each dividend payment date, participants are credited with DSU equivalents.
  • [F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
  • [F3]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
  • [F4]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 5:52 PM ET
Size
24.0 KB
View on SEC.gov