BROWN FORMAN CORP 4

4 · BROWN FORMAN CORP · Filed Jul 29, 2013

Form 4

Period: 2013-07-25

Director

Transactions

Award
Deferred Stock Units
2013-07-25+1,181.47→ 1,181.47 total
→ Class A Common (1,181.47 underlying)

Holdings

Class B Common
(indirect: By Partnership)
175,000
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
5,495
Class B Common
302,029.5
Class A Common
(indirect: Log House 2011 LP)
3,882,267
Class A Common
101,409.7
Class B Common
(indirect: Log House 2011 LP)
577,566
Deferred Stock Units
→ Class B Common (3,331.37 underlying)
3,331.37
Stock Appreciation Right
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying)
4,819
Stock Appreciation Right
Exercise: $28.58From: 2005-07-28Exp: 2015-04-30→ Class B Common (5,658 underlying)
5,658
Class A Common
(indirect: By Trust)
2,379.1
Class A Common
(indirect: By Partnership)
235,495
Non-Qualified Stock Option (right to buy)
Exercise: $22.49From: 2004-07-22Exp: 2014-04-30→ Class B Common (4,867 underlying)
4,867
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying)
6,752
Class A Common
(indirect: By Trust)
1,758.7
Stock Appreciation Right
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying)
5,987

Footnotes (4)

[F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2013, were based on the closing price of the Company's Class A common stock on that date ($74.06). On each dividend payment date, participants are credited with DSU equivalents.
[F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
[F3]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
[F4]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

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