UNITED TECHNOLOGIES CORP /DE/ 4
4 · UNITED TECHNOLOGIES CORP /DE/ · Filed Aug 1, 2013
Insider Transaction Report
Form 4
ROGAN THOMAS I
Vice President, Treasurer
Transactions
- Sale
Common Stock
2013-07-31$106.16/sh−2,456$260,727→ 43,250 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-07-31−22,600→ 0 totalExercise: $46.76From: 2007-01-09Exp: 2014-01-08→ Common Stock (22,600 underlying) - Sale
Common Stock
2013-07-31$106.17/sh−2,000$212,344→ 47,706 total - Exercise/Conversion
Common Stock
2013-07-31$46.76/sh+22,600$1,056,776→ 49,706 total - Tax Payment
Common Stock
2013-07-31$105.57/sh−16,144$1,704,322→ 27,106 total - Sale
Common Stock
2013-07-31$106.16/sh−2,000$212,318→ 45,706 total
Holdings
- 12,315(indirect: By Trust)
Common Stock
- 4,960
Common Stock (Career Restricted)
Footnotes (3)
- [F1]This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price.