4//SEC Filing
NEW YORK COMMUNITY BANCORP INC 4
Accession 0001225208-13-017306
$FLGCIK 0000910073operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:01 PM ET
Size
10.6 KB
Accession
0001225208-13-017306
Insider Transaction Report
Form 4
KUPFERBERG MAX L
Director
Transactions
- Sale
Common Stock
2013-08-01$15.42/sh−106,660$1,644,953→ 0 total(indirect: By Trust)
Holdings
- 679,004
Common Stock
- 536,377(indirect: As Partner)
Common Stock
- 705,821(indirect: By LLC)
Common Stock
- 182,917(indirect: By Foundation)
Common Stock
- 3,000(indirect: By Stock Award)
Common Stock
- 73,017(indirect: By Foundation)
Common Stock
- 42,599(indirect: By Estate of Selma Kupferberg)
Common Stock
Footnotes (3)
- [F1]The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on June 14, 2013. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators. As of August 1, 2013 all shares which were to be sold pursuant to the 10b5-1 trading plan have been sold.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.26 to $15.525, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- [F3]3,000 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2014.
Documents
Issuer
NEW YORK COMMUNITY BANCORP INC
CIK 0000910073
Entity typeoperating
Related Parties
1- filerCIK 0000910073
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:01 PM ET
- Size
- 10.6 KB