4//SEC Filing
Sally Beauty Holdings, Inc. 4
Accession 0001225208-13-017665
$SBHCIK 0001368458operating
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 6:11 PM ET
Size
43.4 KB
Accession
0001225208-13-017665
Insider Transaction Report
Form 4
SPINOZZI MICHAEL G
President-Sally Beauty Supply
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-12$11.39/sh−33,225$378,433→ 87,500 totalExercise: $11.39Exp: 2020-10-19→ Common Stock (33,225 underlying) - Sale
Common Stock
2013-08-09$27.26/sh−100,000$2,725,610→ 70,221 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-09$7.42/sh−95,725$710,280→ 41,250 totalExercise: $7.42Exp: 2019-10-21→ Common Stock (95,725 underlying) - Sale
Common Stock
2013-08-08$27.18/sh−50,000$1,359,230→ 220,221 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-08$8.80/sh−155,000$1,364,000→ 0 totalExercise: $8.80Exp: 2017-10-24→ Common Stock (155,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-12$19.21/sh−26,828$515,366→ 80,484 totalExercise: $19.21Exp: 2021-10-26→ Common Stock (26,828 underlying) - Exercise/Conversion
Common Stock
2013-08-12$11.39/sh+33,225$378,433→ 103,446 total - Sale
Common Stock
2013-08-12$27.40/sh−28,321$775,885→ 101,953 total - Exercise/Conversion
Common Stock
2013-08-08$9.66/sh+5,475$52,889→ 269,446 total - Exercise/Conversion
Common Stock
2013-08-09$7.42/sh+95,725$710,280→ 165,946 total - Sale
Common Stock
2013-08-09$27.39/sh−50,000$1,369,495→ 170,221 total - Sale
Common Stock
2013-08-12$27.39/sh−60,053$1,644,611→ 41,900 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-08$7.42/sh−775$5,751→ 136,975 totalExercise: $7.42Exp: 2019-10-21→ Common Stock (775 underlying) - Exercise/Conversion
Common Stock
2013-08-08$8.80/sh+155,000$1,364,000→ 225,221 total - Exercise/Conversion
Common Stock
2013-08-08$5.24/sh+38,750$203,050→ 263,971 total - Exercise/Conversion
Common Stock
2013-08-08$7.42/sh+775$5,751→ 270,221 total - Sale
Common Stock
2013-08-08$27.11/sh−150,000$4,066,530→ 70,221 total - Exercise/Conversion
Common Stock
2013-08-09$11.39/sh+54,275$618,192→ 220,221 total - Exercise/Conversion
Common Stock
2013-08-12$19.21/sh+26,828$515,366→ 130,274 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-08$9.66/sh−5,475$52,889→ 0 totalExercise: $9.66Exp: 2017-04-26→ Common Stock (5,475 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-08$5.24/sh−38,750$203,050→ 0 totalExercise: $5.24Exp: 2018-10-22→ Common Stock (38,750 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-08-09$11.39/sh−54,275$618,192→ 120,725 totalExercise: $11.39Exp: 2020-10-19→ Common Stock (54,275 underlying)
Footnotes (12)
- [F1]Reflects the weighted average sale price. The range of prices for these transactions was $27.14 to $27.23. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F10]The options vest annually in four equal installments beginning on October 23, 2008.
- [F11]The options vest annually in four equal installments beginning on October 18, 2011.
- [F12]The options vest annually in four equal installments beginning on October 25, 2012.
- [F2]Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.40. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average sale price. The range of prices for these transactions was $27.34 to $27.44. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.43. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Reflects the weighted average sale price. The range of prices for these transactions was $27.33 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects the weighted average sale price. The range of prices for these transactions was $27.32 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]The options vest in four equal annual installments beginning on September 29, 2007.
- [F8]The options vest annually in four equal installments beginning on October 20, 2010.
- [F9]The options vest in four equal annual installments beginning on October 21, 2009.
Documents
Issuer
Sally Beauty Holdings, Inc.
CIK 0001368458
Entity typeoperating
Related Parties
1- filerCIK 0001368458
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 6:11 PM ET
- Size
- 43.4 KB