SWS GROUP INC 4
4 · SWS GROUP INC · Filed Aug 23, 2013
Insider Transaction Report
Form 4
LELAND DANIEL
Executive Vice President
Transactions
- Award
Common Stock $.10 Par Value
2013-08-21+36,691→ 104,176 total
Holdings
- 40,000(indirect: 401 (k))
Common Stock $.10 Par Value
Footnotes (1)
- [F1]Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. Shares vest ratably over a three year period. The reporting person is responsible for any tax liability associated with vested shares.