Franklin Financial Corp 4

4 · Franklin Financial Corp · Filed Oct 8, 2013

Form 4

Period: 2013-10-04

Treasurer/Secretary

Transactions

Award
Stock Option (Right to Buy)
2013-10-04+44,100→ 44,100 total
Exercise: $18.40From: 2014-10-04Exp: 2023-10-04→ Common Stock (44,100 underlying)
Award
Common Stock
2013-10-04+17,000→ 17,000 total(indirect: Restricted Stock II)

Holdings

Common Stock
36,635
Stock Option (Right to Buy)
Exercise: $13.42Exp: 2022-03-29→ Common Stock (125,000 underlying)
125,000
Common Stock
(indirect: By deferred compensation plan)
51,198.421
Common Stock
(indirect: Restricted Stock)
40,000
Common Stock
(indirect: By ESOP)
4,196.643

Footnotes (5)

[F1]Restricted stock vests in five equal annual installments beginning on October 4, 2014, the first anniversary of the date of the award.
[F2]Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Franklin Federal Savings Bank Employee Stock Ownership Plan.
[F3]Shares vest at a rate of 20% annually beginning on March 29, 2013, in each case, subject to the achievement of certain performance metrics over an October 1 to September 30 annual performance period. Any portion of an award not vested in prior years may vest on a later vesting date during the performance period if, as of such date, the Issuer has met the specified performance target. Any shares not vested after the fifth vesting date will be forfeited.
[F4]Stock options vest in five equal annual installments beginning on October 4, 2014, the first anniversary of the date of the grant.
[F5]Stock options vest in five equal annual installments beginning on March 29, 2013, the first anniversary of the date of the grant.

Documents

1 file