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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0001225208-13-022237

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 9:05 AM ET

Size

24.1 KB

Accession

0001225208-13-022237

Insider Transaction Report

Form 4
Period: 2013-10-23
BROWN FORMAN CORPBF'B
Brown Christina Lee
10% Owner
Transactions
  • Tax Payment

    Class B Common

    2013-10-23$72.46/sh−83,218$6,029,976→ 63,159 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2013-10-23−131,303→ 0 total
    Exercise: $22.49From: 2007-05-01Exp: 2014-04-30→ Class B Common (131,303 underlying)
  • Exercise/Conversion

    Class B Common

    2013-10-23$22.49/sh+131,303$2,953,004→ 194,462 total
  • Sale

    Class B Common

    2013-10-23$72.36/sh−48,085$3,479,498→ 146,377 total
  • Gift

    Class B Common

    2013-10-09−1,030→ 63,159 total
  • Gift

    Class A Common

    2013-10-09−2,520→ 255,180 total
Holdings

  • Class B Common

    (indirect: By LLC)
    343,600

  • Class B Common

    (indirect: Estate of Owsley Brown II)
    253,176

  • Class A Common

    (indirect: By LLC)
    3,330,114

  • Class A Common

    (indirect: Owsley Brown II 1994 GRAT)
    504,775

  • Class B Common

    (indirect: By IRA)
    1,980

  • Class A Common

    (indirect: By Trust)
    67,714

  • Stock Appreciation Right

    Exercise: $33.65From: 2007-11-15Exp: 2015-07-24→ Class B Common (5,311 underlying)
    5,311

  • Class B Common

    (indirect: By LLC)
    6,703,641

  • Class B Common

    (indirect: Owsley Brown II 1994 GRAT)
    126,193

  • Class A Common

    (indirect: By LLC)
    1,277,100
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 to $72.77, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  • [F2]The closing prices of BF-B ($72.46) on October 23, 2013 was used to calculate the tax withholding obligation.

Documents

2 files

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 9:05 AM ET
Size
24.1 KB
View on SEC.gov