BROWN FORMAN CORP 4
4 · BROWN FORMAN CORP · Filed Oct 24, 2013
Insider Transaction Report
Form 4
Brown Christina Lee
10% Owner
Transactions
- Tax Payment
Class B Common
2013-10-23$72.46/sh−83,218$6,029,976→ 63,159 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-10-23−131,303→ 0 totalExercise: $22.49From: 2007-05-01Exp: 2014-04-30→ Class B Common (131,303 underlying) - Exercise/Conversion
Class B Common
2013-10-23$22.49/sh+131,303$2,953,004→ 194,462 total - Sale
Class B Common
2013-10-23$72.36/sh−48,085$3,479,498→ 146,377 total - Gift
Class B Common
2013-10-09−1,030→ 63,159 total - Gift
Class A Common
2013-10-09−2,520→ 255,180 total
Holdings
- 343,600(indirect: By LLC)
Class B Common
- 253,176(indirect: Estate of Owsley Brown II)
Class B Common
- 3,330,114(indirect: By LLC)
Class A Common
- 504,775(indirect: Owsley Brown II 1994 GRAT)
Class A Common
- 1,980(indirect: By IRA)
Class B Common
- 67,714(indirect: By Trust)
Class A Common
- 5,311
Stock Appreciation Right
Exercise: $33.65From: 2007-11-15Exp: 2015-07-24→ Class B Common (5,311 underlying) - 6,703,641(indirect: By LLC)
Class B Common
- 126,193(indirect: Owsley Brown II 1994 GRAT)
Class B Common
- 1,277,100(indirect: By LLC)
Class A Common
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 to $72.77, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- [F2]The closing prices of BF-B ($72.46) on October 23, 2013 was used to calculate the tax withholding obligation.