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4//SEC Filing

BROWN FORMAN CORP 4

Accession 0001225208-13-022286

$BF-ACIK 0000014693operating
View on SEC.govCompany Profile

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 3:33 PM ET

Size

24.7 KB

Accession

0001225208-13-022286

Insider Transaction Report

Form 4
Period: 2013-10-23
BROWN FORMAN CORPBF'B
Joy Catherine Frazier
10% Owner
Transactions
  • Other

    Class A Common

    2013-10-23$69.23/sh+18,014$1,247,109→ 9,104,152 total(indirect: By LLC)
  • Other

    Class B Common

    2013-10-23$70.08/sh−17,795$1,247,074→ 4,130,474 total(indirect: By LLC)
Holdings

  • Class A Common

    (indirect: Alexander Joy)
    10,000

  • Class B Common

    (indirect: Alexander Joy IMA)
    300

  • Class B Common

    (indirect: By Trust)
    41,046

  • Class B Common

    (indirect: By Trust)
    339

  • Class B Common

    489,549

  • Class B Common

    (indirect: Alexander Joy UTMA)
    13,125

  • Class A Common

    (indirect: By Trust)
    56,334

  • Class B Common

    (indirect: By Spouse)
    30,726

  • Class B Common

    (indirect: By Trust)
    339

  • Class B Common

    (indirect: Caitlin Joy IMA)
    300

  • Class A Common

    (indirect: Caitlin Joy UTMA)
    5,922

  • Class B Common

    (indirect: Caitlin Joy UTMA)
    4,893

  • Class B Common

    (indirect: Charles Joy IMA)
    300

  • Class A Common

    (indirect: Charles Joy UTMA)
    10,548

  • Class B Common

    (indirect: Christopher Joy UTMA)
    20,773

  • Class A Common

    190,326

  • Class A Common

    (indirect: Alexander Joy UTMA)
    15,633

  • Class B Common

    (indirect: By Trust)
    339

  • Class A Common

    (indirect: By Spouse)
    23,184

  • Class B Common

    (indirect: By Trust)
    339

  • Class A Common

    (indirect: Caitlin Joy)
    22,000

  • Class B Common

    (indirect: Charles Joy UTMA)
    8,895

  • Class B Common

    (indirect: Christopher Joy IMA)
    300

  • Class A Common

    (indirect: Christopher Joy UTMA)
    22,824

  • Class A Common

    (indirect: Charles Joy)
    16,000

  • Class A Common

    (indirect: Christopher Joy)
    5,000
Footnotes (2)
  • [F1]On October 23, 2013, a family trust exchanged certain directly held Class A shares for an economically equivalent number of Class B shares held by Avish Agincourt, LLC. The reporting person disclaims beneficial ownership of Avish Agincourt, LLC except to the extent of her pecuniary interest therein.
  • [F2]BFA and BFB average prices as of October 14, 2013 were used to determine the approximate economic equivalency.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014693

Filing Metadata

Form type
4
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 3:33 PM ET
Size
24.7 KB
View on SEC.gov