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PULASKI FINANCIAL CORP 4

Accession 0001225208-13-022324

CIK 0001062438operating
View on SEC.govCompany Profile

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 3:16 PM ET

Size

14.2 KB

Accession

0001225208-13-022324

Insider Transaction Report

Form 4
Period: 2013-10-28
PULASKI FINANCIAL CORPPULB
REEVES W THOMAS
President of Subsidiary Bank
Transactions
  • Tax Payment

    Common Stock

    2013-10-28$10.76/sh−843$9,071→ 32,199 total
Holdings

  • Common Stock

    (indirect: By IRA)
    26,000

  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: By Stock Award III)
    5,058

  • Common Stock

    (indirect: By Stock Award IV)
    37,500

  • Common Stock

    (indirect: By Trust)
    22,000

  • Common Stock

    (indirect: By Stock Award II)
    3,556

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying)
    20,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying)
    20,000
Footnotes (5)
  • [F1]Since the reporting person's last report 2,529 shares previously held by Stock Award III have vested and are now owned directly.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001062438

Filing Metadata

Form type
4
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 3:16 PM ET
Size
14.2 KB
View on SEC.gov