4//SEC Filing
NORFOLK SOUTHERN CORP 4
Accession 0001225208-13-022327
$NSCCIK 0000702165operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 3:28 PM ET
Size
21.0 KB
Accession
0001225208-13-022327
Insider Transaction Report
Form 4
RATHBONE JOHN P
Executive V.P.- Administration
Transactions
- Exercise/Conversion
Option (right to buy, granted 2009)
2013-10-24−37,000→ 0 totalExercise: $38.70From: 2013-01-29Exp: 2019-01-28→ Common Stock (37,000 underlying) - Exercise/Conversion
Option (right to buy, granted 2008)
2013-10-24−34,000→ 0 totalExercise: $50.74From: 2011-01-24Exp: 2018-01-23→ Common Stock (34,000 underlying) - Exercise/Conversion
Common Stock
2013-10-24$38.70/sh+37,000$1,432,085→ 156,439 total - Exercise/Conversion
Common Stock
2013-10-24$50.74/sh+34,000$1,725,160→ 190,439 total - Exercise/Conversion
Common Stock
2013-10-24$49.42/sh+20,000$988,500→ 244,439 total - Exercise/Conversion
Common Stock
2013-10-24$49.55/sh+34,000$1,684,870→ 224,439 total - Tax Payment
Common Stock
2013-10-24$86.22/sh−4,640$400,084→ 239,799 total - Exercise/Conversion
Option (right to buy, granted 2007)
2013-10-24−34,000→ 0 totalExercise: $49.55From: 2010-01-25Exp: 2017-01-24→ Common Stock (34,000 underlying) - Sale
Common Stock
2013-10-24$84.52/sh−116,407$9,838,720→ 123,392 total - Exercise/Conversion
Option (right to buy, granted 2006)
2013-10-24−20,000→ 0 totalExercise: $49.42From: 2007-01-27Exp: 2016-01-26→ Common Stock (20,000 underlying)
Holdings
- 10,394.534(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- [F2]Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Documents
Issuer
NORFOLK SOUTHERN CORP
CIK 0000702165
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0000702165
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 3:28 PM ET
- Size
- 21.0 KB