4//SEC Filing
SI Financial Group, Inc. 4
Accession 0001225208-13-022352
CIK 0001500213operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 7:16 PM ET
Size
14.0 KB
Accession
0001225208-13-022352
Insider Transaction Report
Form 4
MORAN MICHAEL J
SVP & Sr. Credit Officer
Transactions
- Tax Payment
Common Stock
2013-10-24$11.65/sh−218$2,540→ 10,920 total
Holdings
- 24,249
Stock Options
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (24,249 underlying) - 11,619(indirect: By 401(k))
Common Stock
- 2,500(indirect: By Performance Stock Award)
Common Stock
- 1,875(indirect: By Stock Award)
Common Stock
- 5,000
Stock Options
Exercise: $9.40From: 2012-02-16Exp: 2021-02-16→ Common Stock (5,000 underlying) - 4,596(indirect: By ESOP)
Common Stock
- 4,490
Stock Options
Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (4,490 underlying) - 20,000
Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]Since the reporting person's last report 625 shares previously held by Stock Award have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
- [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
- [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
- [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- [F7]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
- [F8]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeoperating
Related Parties
1- filerCIK 0001500213
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 7:16 PM ET
- Size
- 14.0 KB