4//SEC Filing
EATON VANCE CORP 4
Accession 0001225208-13-023019
CIK 0000350797operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 5:26 PM ET
Size
20.5 KB
Accession
0001225208-13-023019
Insider Transaction Report
Form 4
RICHARDSON DUNCAN W
Executive Vice President
Transactions
- Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2013-11-04$42.22/sh−44,261$1,868,699→ 628,358 total - Other
Voting Trust Receipt
2013-11-06−44,566→ 0 total - Sale
Eaton Vance Corp. Common Stock (Voting)
2013-11-06$5.28/sh−44,566$235,308→ 0 total(indirect: By Trust)
Holdings
- 215,668
Option (right to buy)
Exercise: $24.27Exp: 2015-11-01→ Eaton Vance Corp. Non-voting Common Stock (215,668 underlying) - 142,269
Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (142,269 underlying) - 131,839
Option (right to buy)
Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (131,839 underlying) - 145,814
Option (right to buy)
Exercise: $28.69Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (145,814 underlying) - 205,730
Option (right to buy)
Exercise: $29.39Exp: 2016-11-01→ Eaton Vance Corp. Non-voting Common Stock (205,730 underlying) - 143,130
Option (right to buy)
Exercise: $47.23Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (143,130 underlying) - 59,691
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (59,691 underlying) - 146,408
Option (right to buy)
Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (146,408 underlying) - 265,973
Option (right to buy)
Exercise: $21.43Exp: 2014-11-01→ Eaton Vance Corp. Non-voting Common Stock (265,973 underlying)
Footnotes (11)
- [F1]A Voting Trust Receipt represents a share of Voting Common Stock.
- [F10]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
- [F11]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F2]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Daniel C. Cataldo, Cynthia J. Clemson, Brain D. Langstraat, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Walter A. Row, Judith R. Saryan, David M. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, and Craig P. Russ are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F3]Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
- [F4]Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F5]Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F6]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F7]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
- [F8]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
- [F9]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000350797
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 5:26 PM ET
- Size
- 20.5 KB