SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Nov 12, 2013
Insider Transaction Report
Form 4
Dwyer Carrie E
EVP and General Counsel
Transactions
- Exercise/Conversion
Nonqualified Stock Option (right to buy)
2013-11-11−42,218→ 0 totalExercise: $23.33From: 2008-11-01Exp: 2014-11-01→ Common Stock (42,218 underlying) - Exercise/Conversion
Common Stock
2013-11-11$23.33/sh+42,218$984,925→ 132,285 total(indirect: By Trust) - Sale
Common Stock
2013-11-11$24.17/sh−42,218$1,020,510→ 90,067 total(indirect: By Trust)
Holdings
- 1,220.967(indirect: by ESOP)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013.
- [F2]This transaction was executed in multiple trades at prices ranging from $24.11 to $24.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.