4//SEC Filing
SCHWAB CHARLES CORP 4
Accession 0001225208-13-023236
$SCHWCIK 0000316709operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 12:51 PM ET
Size
10.5 KB
Accession
0001225208-13-023236
Insider Transaction Report
Form 4
Dwyer Carrie E
EVP and General Counsel
Transactions
- Exercise/Conversion
Nonqualified Stock Option (right to buy)
2013-11-11−42,218→ 0 totalExercise: $23.33From: 2008-11-01Exp: 2014-11-01→ Common Stock (42,218 underlying) - Exercise/Conversion
Common Stock
2013-11-11$23.33/sh+42,218$984,925→ 132,285 total(indirect: By Trust) - Sale
Common Stock
2013-11-11$24.17/sh−42,218$1,020,510→ 90,067 total(indirect: By Trust)
Holdings
- 1,220.967(indirect: by ESOP)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013.
- [F2]This transaction was executed in multiple trades at prices ranging from $24.11 to $24.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
SCHWAB CHARLES CORP
CIK 0000316709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000316709
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 12:51 PM ET
- Size
- 10.5 KB