RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 13, 2013
Insider Transaction Report
Form 4
HABERMEYER H WILLIAM JR
Director
Transactions
- Sale
Common Stock
2013-11-12$45.81/sh−3,550$162,639→ 0 total
Holdings
- 2,500
Employee Stock Option (right to buy)
Exercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying) - 2,000
Restricted Stock Units
Exp: 2016-02-25→ Common Stock (2,000 underlying) - 2,000
Restricted Stock Units
Exp: 2018-02-22→ Common Stock (2,000 underlying) - 2,000
Restricted Stock Units
Exp: 2017-02-24→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.8000 to $45.8550, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
- [F3]Restricted Stock Units vest 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018.
- [F4]Restricted Stock Units vest 60% on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.
- [F5]Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.