4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-13-024135
$RJFCIK 0000720005operating
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 8:26 AM ET
Size
14.4 KB
Accession
0001225208-13-024135
Insider Transaction Report
Form 4
Matecki Paul
Sr. VP - General Counsel
Transactions
- Award
Employee Stock Option (right to buy)
2013-11-21+3,500→ 3,500 totalExercise: $48.20Exp: 2020-11-21→ Common Stock (3,500 underlying)
Holdings
- 4,041(indirect: ESOP)
Common Stock
- 5,500
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (5,500 underlying) - 121
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (121 underlying) - 391
Restricted Stock Units
From: 2015-12-07Exp: 2015-12-07→ Common Stock (391 underlying) - 30,321
Common Stock
- 6,500
Employee Stock Option (right to buy)
Exercise: $27.10Exp: 2017-01-22→ Common Stock (6,500 underlying) - 381
Restricted Stock Units
From: 2014-12-15Exp: 2014-12-15→ Common Stock (381 underlying) - 4,000
Employee Stock Option (right to buy)
Exercise: $37.87Exp: 2019-11-29→ Common Stock (4,000 underlying)
Footnotes (6)
- [F1]Includes number of shares acquired under ESOP through November 21, 2013.
- [F2]The stock option vests 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
- [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
- [F4]Options currently exercisable - 3,300; options becoming exercisable - 1,100 on 11/24/2013 and 1,100 on 11/24/2014
- [F5]The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 8:26 AM ET
- Size
- 14.4 KB