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RAYMOND JAMES FINANCIAL INC 4

Accession 0001225208-13-024337

$RJFCIK 0000720005operating
View on SEC.govCompany Profile

Filed

Nov 26, 7:00 PM ET

Accepted

Nov 27, 12:17 PM ET

Size

10.0 KB

Accession

0001225208-13-024337

Insider Transaction Report

Form 4
Period: 2013-11-27
RAYMOND JAMES FINANCIAL INCRJF
ARMSTRONG KENNETH E
Assistant Secretary
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-11-27−2,800→ 700 total
    Exercise: $25.28Exp: 2015-01-24→ Common Stock (2,800 underlying)
  • Exercise/Conversion

    Common Stock

    2013-11-27$25.28/sh+2,800$70,784→ 8,530 total
  • Tax Payment

    Common Stock

    2013-11-27$48.17/sh−1,469$70,762→ 7,061 total
Holdings

  • Common Stock

    (indirect: ESOP)
    958

  • Employee Stock Option (right to buy)

    Exercise: $27.10Exp: 2017-01-22→ Common Stock (2,000 underlying)
    2,000
Footnotes (3)
  • [F1]Includes number of shares acquired under ESOP through November 26, 2013.
  • [F2]Options currently exercisable - 2,800; options becoming exercisable - 700 on 11/24/2014.
  • [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000720005

Filing Metadata

Form type
4
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 12:17 PM ET
Size
10.0 KB
View on SEC.gov