RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 27, 2013
Insider Transaction Report
Form 4
ARMSTRONG KENNETH E
Assistant Secretary
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2013-11-27−2,800→ 700 totalExercise: $25.28Exp: 2015-01-24→ Common Stock (2,800 underlying) - Exercise/Conversion
Common Stock
2013-11-27$25.28/sh+2,800$70,784→ 8,530 total - Tax Payment
Common Stock
2013-11-27$48.17/sh−1,469$70,762→ 7,061 total
Holdings
- 958(indirect: ESOP)
Common Stock
- 2,000
Employee Stock Option (right to buy)
Exercise: $27.10Exp: 2017-01-22→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]Includes number of shares acquired under ESOP through November 26, 2013.
- [F2]Options currently exercisable - 2,800; options becoming exercisable - 700 on 11/24/2014.
- [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.