PULASKI FINANCIAL CORP 4
4 · PULASKI FINANCIAL CORP · Filed Dec 16, 2013
Insider Transaction Report
Form 4
REEVES W THOMAS
President of Subsidiary Bank
Transactions
- Tax Payment
Common Stock
2013-12-15$11.02/sh−1,185$13,059→ 34,570 total
Holdings
- 26,000(indirect: By IRA)
Common Stock
- 22,000(indirect: By Trust)
Common Stock
- 20,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying) - 37,500(indirect: By Stock Award IV)
Common Stock
- 5,058(indirect: By Stock Award III)
Common Stock
- 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Since the reporting person's last report, 3,556 shares previously held by Stock Award II have vested and are now held directly.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.