UNITED TECHNOLOGIES CORP /DE/ 4
4 · UNITED TECHNOLOGIES CORP /DE/ · Filed Jan 6, 2014
Insider Transaction Report
Form 4
ROGAN THOMAS I
Vice President, Treasurer
Transactions
- Award
Stock Appreciation Right
2014-01-02$112.49/sh+16,000$1,799,840→ 16,000 totalExercise: $112.49From: 2017-01-02Exp: 2024-01-01→ Common Stock (16,000 underlying)
Holdings
- 27,106
Common Stock
- 4,960
Common Stock (Career Restricted)
- 12,431(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]The reporting person was also awarded 4,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.