EATON VANCE CORP 4

Accession 0001225208-14-001821

CIK 0000350797operating

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 5:02 PM ET

Size

23.4 KB

Accession

0001225208-14-001821

Form 4

Period: 2014-01-14

Executive Vice President

Transactions

Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2014-01-14$21.43/sh+4,666$99,987→ 633,382 total
Exercise/Conversion
Option (right to buy)
2014-01-14−4,666→ 261,307 total
Exercise: $21.43Exp: 2014-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,666 underlying)
Exercise/Conversion
Option (right to buy)
2014-01-14−3,402→ 202,328 total
Exercise: $29.39Exp: 2016-11-01→ Eaton Vance Corp. Non-voting Common Stock (3,402 underlying)
Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2014-01-14$24.27/sh+4,119$99,985→ 637,501 total
Exercise/Conversion
Option (right to buy)
2014-01-14−4,119→ 211,549 total
Exercise: $24.27Exp: 2015-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,119 underlying)
Award
Eaton Vance Corp. Non-voting Common Stock
2013-11-01$41.81/sh+358$14,968→ 692,082 total
Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2014-01-14$29.39/sh+3,402$99,980→ 640,903 total

Holdings

Option (right to buy)
Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (142,269 underlying)
142,269
Option (right to buy)
Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (59,691 underlying)
59,691
Option (right to buy)
Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (146,408 underlying)
146,408
Option (right to buy)
Exercise: $47.23Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (143,130 underlying)
143,130
Option (right to buy)
Exercise: $28.69Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (145,814 underlying)
145,814
Option (right to buy)
Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (131,839 underlying)
131,839

Footnotes (9)

[F1]Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
[F2]Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F3]Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F4]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F5]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
[F6]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
[F7]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
[F8]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
[F9]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

EATON VANCE CORP

CIK 0000350797

Entity typeoperating

IncorporatedMD