BORGWARNER INC 4
4 · BORGWARNER INC · Filed Feb 11, 2014
Insider Transaction Report
Form 4
Carlson Steven G.
Vice President and Controller
Transactions
- Tax Payment
Common Stock
2014-02-07−1,541→ 31,179.622 total - Award
Common Stock
2013-12-31+135.656→ 2,286.074 total(indirect: By 401(k))
Holdings
- 24,000
Stock option
Exercise: $29.09Exp: 2016-07-26→ Common Stock (24,000 underlying)
Footnotes (4)
- [F1]On December 16, 2013, the common stock of BorgWarner Inc. split 2-for-1, resulting in the reporting person's ownership of 16,360.39 additional shares of common stock. Column 5 includes the reporting person's total common stock holdings as of the date of this report.
- [F2]From 1/1/13 to 12/31/13, the reporting person acquired 1,278.693 shares in the 401K plan (which number reflects the 2-for-1 stock split that occurred on December 16, 2013). Column 5 includes the reporting person's total stock holdings in the 401K plan as of the date of this report.
- [F3]The listed securities are currently exercisable.
- [F4]On December 16, 2013, the common stock of BorgWarner Inc. split 2-for-1, resulting in the reporting person's ownership of 12,000 additional stock options. Column 9 includes the reporting person's total stock options as of the date of this report.