4//SEC Filing
NORFOLK SOUTHERN CORP 4
Accession 0001225208-14-004458
$NSCCIK 0000702165operating
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 12:10 PM ET
Size
13.2 KB
Accession
0001225208-14-004458
Insider Transaction Report
Form 4
Manion Mark D
Exec. V. P. - Operations
Transactions
- Exercise/Conversion
Option (right to buy, granted 2007)
2014-02-12−31,983→ 0 totalExercise: $49.55From: 2010-01-25Exp: 2017-01-24→ Common Stock (31,983 underlying) - Exercise/Conversion
Common Stock
2014-02-12$49.55/sh+31,983$1,584,918→ 76,668 total - Sale
Common Stock
2014-02-12$93.47/sh−15,418$1,441,120→ 61,250 total - Sale
Common Stock
2014-02-12$93.47/sh−31,983$2,989,451→ 29,267 total - Gift
Common Stock
2014-02-12−755→ 28,512 total
Holdings
- 6,122.608(indirect: By 401(k))
Common Stock
- 22,909(indirect: By GRATs)
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.44 to $93.52, inclusive.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.40 to $93.56, inclusive.
- [F3]Excludes 22,909 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
- [F4]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 12, 2014, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- [F5]Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Documents
Issuer
NORFOLK SOUTHERN CORP
CIK 0000702165
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0000702165
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 12:10 PM ET
- Size
- 13.2 KB