BANK OF AMERICA CORP /DE/ 4
4 · BANK OF AMERICA CORP /DE/ · Filed Feb 19, 2014
Insider Transaction Report
Form 4
NEIL COTTY
Chief Accounting Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-02-15−86,793→ 86,793 totalExercise: $0.00Exp: 2015-02-15→ Common Stock (86,793 underlying) - Exercise/Conversion
Common Stock
2014-02-15+86,793→ 86,893 total - Exercise/Conversion
Common Stock
2014-02-15+52,813→ 197,543 total - Disposition to Issuer
Common Stock
2014-02-15$16.70/sh−86,793$1,449,443→ 27,694 total - Exercise/Conversion
Common Stock
2014-02-15+57,837→ 144,730 total - Tax Payment
Common Stock
2014-02-15$16.70/sh−25,219$421,157→ 172,324 total - Award
2014 Restricted Stock Units
2014-02-14+131,611→ 131,611 totalExp: 2017-02-14→ Common Stock (131,611 underlying) - Disposition to Issuer
Common Stock
2014-02-15$16.70/sh−57,837$965,878→ 114,487 total - Exercise/Conversion
2013 Restricted Stock Units
2014-02-15−57,837→ 115,676 totalExercise: $0.00Exp: 2016-02-15→ Common Stock (57,837 underlying) - Exercise/Conversion
Restricted Stock Units
2014-02-15−52,813→ 0 totalExercise: $0.00Exp: 2014-02-15→ Common Stock (52,813 underlying)
Holdings
- 92,289(indirect: By Trust)
Common Stock
- 3,129.06(indirect: By 401(k))
Common Stock
- 136,210(indirect: GRAT)
Common Stock
Footnotes (8)
- [F1]Each Stock Unit is the economic equivalent of one share of Bank of America common stock.
- [F2]Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e).
- [F3]For the 12 months ended in December 31, 2013, the share equivalents attributed to the reporting person's 401(k) balance decreased 6.86 shares due to changes in the Net Asset Value (NAV) of the issuer's stock fund.
- [F4]These restricted stock units, which are exempt under Rule 16b-3(d), vest and are payable solely in cash in three equal annual installments commencing with the first anniversary of the February 14, 2014 grant date.
- [F5]These restricted stock units, which are exempt under Rule 16b-3(d), vest and are payable solely in cash in three equal annual installments commencing with the first anniversary of the February 15, 2013 grant date.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock.
- [F7]These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing on the first anniversary of the grant date.
- [F8]These restricted stock units, which are exempt under Rule 16b-3(d), vest and are payable solely in cash in three equal annual installments commencing with the first anniversary of the February 15, 2012 grant date.