4//SEC Filing
PULASKI FINANCIAL CORP 4
Accession 0001225208-14-005551
CIK 0001062438operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 3:48 PM ET
Size
25.2 KB
Accession
0001225208-14-005551
Insider Transaction Report
Form 4
Bjorkman Brian J
President - Commercial Lending
Transactions
- Sale
Common Stock
2014-02-20$10.28/sh−100$1,028→ 20,990.977 total - Sale
Common Stock
2014-02-20$10.16/sh−100$1,016→ 20,890.977 total - Sale
Common Stock
2014-02-20$10.22/sh−300$3,066→ 20,490.977 total - Sale
Common Stock
2014-02-20$10.21/sh−650$6,637→ 18,440.977 total - Sale
Common Stock
2014-02-20$10.13/sh−300$3,039→ 20,190.977 total - Sale
Common Stock
2014-02-20$10.18/sh−600$6,108→ 19,090.977 total - Sale
Common Stock
2014-02-20$10.15/sh−100$1,015→ 20,790.977 total - Sale
Common Stock
2014-02-20$10.25/sh−500$5,125→ 19,690.977 total - Sale
Common Stock
2014-02-20$10.20/sh−800$8,160→ 17,640.977 total
Holdings
- 1,770(indirect: By Stock Award III)
Common Stock
- 33,750(indirect: By Stock Award IV)
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $13.00From: 2006-01-27Exp: 2015-01-27→ Common Stock (15,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $17.25From: 2006-10-14Exp: 2015-10-14→ Common Stock (10,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying) - 50,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (50,000 underlying) - 65,576.8
Stock pursuant to Deferred Compensation Agreement
→ Common Stock (65,576.8 underlying) - 7,180.598(indirect: By KSOP)
Common Stock
Footnotes (5)
- [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- [F5]Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeoperating
IncorporatedMO
Related Parties
1- filerCIK 0001062438
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 3:48 PM ET
- Size
- 25.2 KB