4//SEC Filing
SI Financial Group, Inc. 4
Accession 0001225208-14-006765
CIK 0001500213operating
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 10:55 AM ET
Size
15.4 KB
Accession
0001225208-14-006765
Insider Transaction Report
Form 4
HULL BRIAN J
EVP, CFO & Treasurer
Transactions
- Tax Payment
Common Stock
2014-02-26$11.71/sh−643$7,530→ 32,477 total
Holdings
- 17,720(indirect: By 401(k))
Common Stock
- 449(indirect: By Children)
Common Stock
- 449(indirect: By Children)
Common Stock
- 6,448(indirect: By ESOP)
Common Stock
- 10,937(indirect: By Performance Stock Award)
Common Stock
- 9,375(indirect: By Stock Award)
Common Stock
- 7,500
Stock Options
Exercise: $9.40From: 2012-02-16Exp: 2021-02-16→ Common Stock (7,500 underlying) - 4,490
Stock Options
Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (4,490 underlying) - 35,924
Stock Options
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (35,924 underlying) - 40,000
Stock Options
Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (40,000 underlying)
Footnotes (8)
- [F1]Since the reporting person's last report 1,563 shares previously held by Performance Stock Award have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
- [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
- [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
- [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- [F7]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
- [F8]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeoperating
Related Parties
1- filerCIK 0001500213
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 10:55 AM ET
- Size
- 15.4 KB