SCHWAB CHARLES CORP 4

Accession 0001225208-14-007533

$SCHWCIK 0000316709operating

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 4:36 PM ET

Size

25.5 KB

Accession

0001225208-14-007533

Insider Transaction Report

Form 4

Period: 2014-03-03

SCHWAB CHARLES CORPSCHW

Dwyer Carrie E

EVP and General Counsel

Transactions

Exercise/Conversion
Common Stock
2014-03-03$13.91/sh+10,331$143,704→ 111,325 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2014-03-04$16.40/sh+10,089$165,460→ 111,083 total(indirect: By Trust)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-03-03−10,331→ 20,662 total
Exercise: $13.91From: 2013-03-01Exp: 2022-03-01→ Common Stock (10,331 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-03-04−10,089→ 30,267 total
Exercise: $16.40From: 2014-03-01Exp: 2023-03-01→ Common Stock (10,089 underlying)
Sale
Common Stock
2014-03-04$26.82/sh−7,608$204,069→ 111,083 total(indirect: By Trust)
Award
Nonqualified Stock Option (right to buy)
2014-03-03+23,742→ 23,742 total
Exercise: $25.86From: 2015-03-03Exp: 2024-03-03→ Common Stock (23,742 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-03-04−7,608→ 0 total
Exercise: $18.25From: 2011-03-01Exp: 2020-03-01→ Common Stock (7,608 underlying)
Exercise/Conversion
Common Stock
2014-03-03$25.96/sh+10,927$283,720→ 100,994 total(indirect: By Trust)
Sale
Common Stock
2014-03-03$25.93/sh−10,331$267,847→ 100,994 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2014-03-04$18.25/sh+7,608$138,846→ 118,691 total(indirect: By Trust)
Sale
Common Stock
2014-03-04$26.81/sh−10,089$270,492→ 100,994 total(indirect: By Trust)

Holdings

Common Stock
(indirect: by ESOP)
1,230.218
Common Stock
(indirect: By Trust)
8,805
Common Stock
(indirect: By Trust)
8,805

Footnotes (6)

[F1]Shares acquired on the vesting of restricted stock units.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
[F3]This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed in multiple trades at prices ranging from $26.82 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]This transaction was executed in multiple trades at prices ranging from $26.79 to $26.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F6]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file

4
doc4.xmlPrimary

Issuer

SCHWAB CHARLES CORP

CIK 0000316709

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000316709

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 4:36 PM ET
Size: 25.5 KB

View on SEC.gov