HARTFORD FINANCIAL SERVICES GROUP INC/DE 4
4 · HARTFORD FINANCIAL SERVICES GROUP INC/DE · Filed Mar 6, 2014
Insider Transaction Report
Form 4
Davey James E
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2014-03-04$20.63/sh+10,121$208,796→ 32,965.955 total - Tax Payment
Common Stock
2014-03-04$35.19/sh−2,490$87,623→ 30,475.955 total - Sale
Common Stock
2014-03-04$35.26/sh−10,121$356,866→ 20,354.955 total - Exercise/Conversion
Stock Option
2014-03-04$20.63/sh−10,121$208,796→ 20,243 totalExercise: $20.63Exp: 2022-02-28→ Common Stock (10,121 underlying)
Holdings
- 20,446
Stock Option
Exercise: $28.91Exp: 2021-03-01→ Common Stock (20,446 underlying)
Footnotes (5)
- [F1]Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
- [F2]Transaction effected pursuant to a pre-planned trading plan entered into on November 1, 2013 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F3]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $35.17 to $35.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
- [F5]The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.