CUMMINS INC 4
4 · CUMMINS INC · Filed Mar 7, 2014
Insider Transaction Report
Form 4
CUMMINS INCCMI
Levett Mark A
Ex. VP-Cty Rel
Transactions
- Award
Common
2014-03-05+1,965→ 9,902 total - Tax Payment
Common
2014-03-05$145.92/sh−641$93,535→ 9,261 total
Holdings
- 9,326.96(indirect: By 401(k))
Common
- 3,206(indirect: By Spouse)
Common
- 3,540
Stock Option (Right-to-Buy)
Exercise: $58.12From: 2012-03-01Exp: 2020-03-01→ Common (3,540 underlying) - 5,380
Stock Option (Right-to-Buy)
Exercise: $19.42From: 2011-03-02Exp: 2019-03-02→ Common (5,380 underlying) - 2,390
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,390 underlying) - 3,100
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (3,100 underlying) - 2,120
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (2,120 underlying)
Footnotes (2)
- [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.