4//SEC Filing
SCHWAB CHARLES CORP 4
Accession 0001225208-14-008670
$SCHWCIK 0000316709operating
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:33 PM ET
Size
10.5 KB
Accession
0001225208-14-008670
Insider Transaction Report
Form 4
Dwyer Carrie E
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2014-03-19$18.66/sh+9,687$180,759→ 102,404 total(indirect: By Trust) - Sale
Common Stock
2014-03-19$27.35/sh−9,687$264,915→ 92,717 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-03-19−9,687→ 9,907 totalExercise: $18.66From: 2012-03-01Exp: 2021-03-01→ Common Stock (9,687 underlying)
Holdings
- 1,233.292(indirect: by ESOP)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $27.34 to $27.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
SCHWAB CHARLES CORP
CIK 0000316709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000316709
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 4:33 PM ET
- Size
- 10.5 KB