SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Mar 21, 2014
Insider Transaction Report
Form 4
Dwyer Carrie E
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2014-03-19$18.66/sh+9,687$180,759→ 102,404 total(indirect: By Trust) - Sale
Common Stock
2014-03-19$27.35/sh−9,687$264,915→ 92,717 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-03-19−9,687→ 9,907 totalExercise: $18.66From: 2012-03-01Exp: 2021-03-01→ Common Stock (9,687 underlying)
Holdings
- 1,233.292(indirect: by ESOP)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
- 8,805(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $27.34 to $27.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.