Square 1 Financial Inc 4
4 · Square 1 Financial Inc · Filed Mar 31, 2014
Insider Transaction Report
Form 4
Bhaumik Sam
EVP-Silicon Valley Banking
Transactions
- Purchase
Class A Common Stock
2014-03-27$18.00/sh+2,778$50,004→ 2,778 total
Holdings
- 2,035(indirect: Restricted Stock VI)
Class A Common Stock
- 12,635(indirect: By Trust)
Class A Common Stock
- 11,000(indirect: Restricted Stock IV)
Class A Common Stock
- 60,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2018-10-25→ Class A Common Stock (60,000 underlying)
Footnotes (3)
- [F1]Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
- [F2]Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- [F3]Stock options vest in five equal annual installments, beginning on October 25, 2012, the first anniversary of the date of the grant.