Square 1 Financial Inc 4
4 · Square 1 Financial Inc · Filed Mar 31, 2014
Insider Transaction Report
Form 4
Bowers Douglas H
DirectorPresident & CEO
Transactions
- Purchase
Class A Common Stock
2014-03-27$18.00/sh+10,000$180,000→ 110,347 total
Holdings
- 25,000(indirect: Restricted Stock III)
Class A Common Stock
- 10,178(indirect: Restricted Stock VI)
Class A Common Stock
- 4,567(indirect: Restricted Stock II)
Class A Common Stock
- 200,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2018-03-29→ Class A Common Stock (200,000 underlying)
Footnotes (4)
- [F1]Restricted stock fully vests on March 1, 2015.
- [F2]Restricted stock vests in three equal annual installments, beginning on November 15, 2014.
- [F3]Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- [F4]Stock options vest in five equal annual installments beginning on March 29, 2012, the first anniversary of the date of the grant.