4//SEC Filing
BROWN FORMAN CORP 4
Accession 0001225208-14-017513
$BF-ACIK 0000014693operating
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:33 PM ET
Size
18.9 KB
Accession
0001225208-14-017513
Insider Transaction Report
Form 4
STUBBS DACE BROWN
Director
Transactions
- Award
Deferred Stock Units
2014-07-24+969.53→ 2,167.66 total→ Class A Common (969.53 underlying)
Holdings
- 2,379.1(indirect: By Trust)
Class A Common
- 1,758.7(indirect: By Trust)
Class A Common
- 235,495(indirect: By Partnership)
Class A Common
- 3,377.67
Deferred Stock Units
→ Class B Common (3,377.67 underlying) - 577,566(indirect: Log House 2011 LP)
Class B Common
- 4,819
Stock Appreciation Right
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying) - 3,882,267(indirect: Log House 2011 LP)
Class A Common
- 175,000(indirect: By Partnership)
Class B Common
- 6,752
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying) - 5,495
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying) - 5,987
Stock Appreciation Right
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying) - 5,658
Stock Appreciation Right
Exercise: $28.58From: 2005-07-28Exp: 2015-04-30→ Class B Common (5,658 underlying) - 101,409.7
Class A Common
- 302,029.5
Class B Common
Footnotes (4)
- [F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 24, 2014, were based on the closing price of the Company's Class A common stock on that date ($90.25). On each dividend payment date, participants are credited with DSU equivalents.
- [F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
- [F3]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
- [F4]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 6:33 PM ET
- Size
- 18.9 KB