SWS GROUP INC 4
4 · SWS GROUP INC · Filed Aug 22, 2014
Insider Transaction Report
Form 4
Ross James H
Executive Vice President
Transactions
- Award
Common Stock $.10 Par Value
2014-08-20+41,152→ 296,188 total - Tax Payment
Common Stock $.10 Par Value
2014-08-21−4,099→ 292,089 total
Holdings
- 33,000(indirect: 401 (k))
Common Stock $.10 Par Value
Footnotes (2)
- [F1]Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. Shares vest ratably over a three year period. The reporting person is responsible for any tax liability associated with vested shares.
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.