4//SEC Filing
SWS GROUP INC 4
Accession 0001225208-14-019045
CIK 0000878520operating
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 6:01 PM ET
Size
6.9 KB
Accession
0001225208-14-019045
Insider Transaction Report
Form 4
Transactions
- Award
Common Stock $.10 Par Value
2014-08-20+8,573→ 46,692 total - Tax Payment
Common Stock $.10 Par Value
2014-08-21−792→ 45,900 total
Holdings
- 11,875(indirect: 401 (k))
Common Stock $.10 Par Value
Footnotes (2)
- [F1]Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. Shares vest ratably over a three year period. The reporting person is responsible for any tax liability associated with vested shares.
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878520
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 6:01 PM ET
- Size
- 6.9 KB