SWS GROUP INC 4
4 · SWS GROUP INC · Filed Aug 22, 2014
Insider Transaction Report
Form 4
TUBB ALLEN R
Secretary
Transactions
- Award
Common Stock $.10 Par Value
2014-08-20+10,288→ 48,943 total - Tax Payment
Common Stock $.10 Par Value
2014-08-21−1,222→ 47,721 total
Footnotes (2)
- [F1]Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. Shares vest ratably over a three year period. The reporting person is responsible for any tax liability associated with vested shares.
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.