PULASKI FINANCIAL CORP 4
4 · PULASKI FINANCIAL CORP · Filed Sep 17, 2014
Insider Transaction Report
Form 4
Sullivan James
EVP, Corporate Development
Transactions
- Exercise/Conversion
Common Stock
2014-09-16$8.36/sh+12,500$104,500→ 12,500 total - Exercise/Conversion
Stock Option (right to buy)
2014-09-16−12,500→ 0 totalExercise: $8.36From: 2010-08-04Exp: 2019-08-04→ Common Stock (12,500 underlying)
Holdings
- 15,000(indirect: By Stock Award II)
Common Stock
- 883.979(indirect: By KSOP)
Common Stock
Footnotes (3)
- [F1]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan originally vested on December 31, 2013 and December 31, 2014. The new vesting schedule is as follows: 5,000 shares on February 19, 2015 and 10,000 shares on February 19, 2016, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on August 4, 2010.