4//SEC Filing
THRESHOLD PHARMACEUTICALS INC 4
Accession 0001225208-14-021202
CIK 0001183765operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 7:09 PM ET
Size
20.0 KB
Accession
0001225208-14-021202
Insider Transaction Report
Form 4
SWEET DAVID E
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+417,050$854,952→ 4,942,055 total(indirect: By Partnership) - Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+3,798$7,786→ 41,859 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+797$1,634→ 11,745 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrant
2014-10-01−797→ 0 total(indirect: By Trust)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (797 underlying) - Sale
Common Stock
2014-10-01$3.77/sh−226,657$854,950→ 4,715,398 total(indirect: By Partnership) - Sale
Common Stock
2014-10-01$3.77/sh−433$1,633→ 11,312 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrant
2014-10-01−417,050→ 0 total(indirect: By Partnership)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (417,050 underlying) - Exercise of In-Money
Common Stock Warrant
2014-10-01−3,798→ 0 total(indirect: By Trust)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (3,798 underlying) - Sale
Common Stock
2014-10-01$3.77/sh−2,064$7,785→ 39,795 total(indirect: By Trust)
Footnotes (4)
- [F1]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F2]On October 1, 2014, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $2.05 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares disposed of in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
- [F3]Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- [F4]Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Documents
Issuer
THRESHOLD PHARMACEUTICALS INC
CIK 0001183765
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001183765
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 7:09 PM ET
- Size
- 20.0 KB