4//SEC Filing
THRESHOLD PHARMACEUTICALS INC 4
Accession 0001225208-14-021204
CIK 0001183765operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 7:10 PM ET
Size
21.1 KB
Accession
0001225208-14-021204
Insider Transaction Report
Form 4
YOUNGER WILLIAM H JR
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+26,509$54,343→ 126,887 total(indirect: By Trust) - Sale
Common Stock
2014-10-01$3.77/sh−14,407$54,343→ 112,480 total(indirect: By Trust) - Sale
Common Stock
2014-10-01$3.77/sh−1,332$5,024→ 89,275 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrant
2014-10-01−417,050→ 0 total(indirect: By Partnership)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (417,050 underlying) - Exercise of In-Money
Common Stock Warrant
2014-10-01−2,452→ 0 total(indirect: By Trust)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (2,452 underlying) - Exercise of In-Money
Common Stock Warrant
2014-10-01−26,509→ 0 total(indirect: By Trust)Exercise: $2.05From: 2009-10-05Exp: 2014-10-05→ Common Stock (26,509 underlying) - Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+2,452$5,027→ 90,607 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2014-10-01$2.05/sh+417,050$854,952→ 4,942,055 total(indirect: By Partnership) - Sale
Common Stock
2014-10-01$3.77/sh−226,657$854,950→ 4,715,398 total(indirect: By Partnership)
Holdings
- 71,752(indirect: By Partnership)
Common Stock
Footnotes (5)
- [F1]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F2]On October 1, 2014, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $2.05 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares disposed of in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
- [F3]Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- [F4]Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F5]Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Documents
Issuer
THRESHOLD PHARMACEUTICALS INC
CIK 0001183765
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001183765
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 7:10 PM ET
- Size
- 21.1 KB