4//SEC Filing
PULASKI FINANCIAL CORP 4
Accession 0001225208-14-022092
CIK 0001062438operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 2:36 PM ET
Size
13.5 KB
Accession
0001225208-14-022092
Insider Transaction Report
Form 4
Bjorkman Brian J
President - Commercial Lending
Transactions
- Tax Payment
Common Stock
2014-10-26$11.36/sh−591$6,714→ 18,819.977 total
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $17.25From: 2006-10-14Exp: 2015-10-14→ Common Stock (10,000 underlying) - 7,252.82(indirect: By KSOP)
Common Stock
- 10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying) - 66,731.58
Stock pursuant to Deferred Compensation Agreement
→ Common Stock (66,731.58 underlying) - 33,750(indirect: By Stock Award IV)
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $13.00From: 2006-01-27Exp: 2015-01-27→ Common Stock (15,000 underlying) - 50,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (50,000 underlying)
Footnotes (6)
- [F1]Since the reporting person's last report 1,770 shares previously held by Stock Award III have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives and the absence of any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- [F6]Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeoperating
IncorporatedMO
Related Parties
1- filerCIK 0001062438
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 2:36 PM ET
- Size
- 13.5 KB