PULASKI FINANCIAL CORP 4
4 · PULASKI FINANCIAL CORP · Filed Oct 28, 2014
Insider Transaction Report
Form 4
REEVES W THOMAS
President of Subsidiary Bank
Transactions
- Tax Payment
Common Stock
2014-10-26$11.36/sh−844$9,588→ 38,784 total
Holdings
- 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying) - 26,000(indirect: By IRA)
Common Stock
- 22,000(indirect: By Trust)
Common Stock
- 37,500(indirect: By Stock Award IV)
Common Stock
- 20,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]Since the reporting person's last report 5,058 shares previously held by Stock Award III have vested and are now owned directly.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives and the absence of any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.