4//SEC Filing
PENFORD CORP 4
Accession 0001225208-14-022513
CIK 0000739608operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 8:14 PM ET
Size
9.5 KB
Accession
0001225208-14-022513
Insider Transaction Report
Form 4
PENFORD CORPPENX
MALKOSKI THOMAS D
DirectorPres. & CEO
Transactions
- Tax Payment
Common Stock
2014-10-30$18.80/sh−31,902$599,758→ 127,973 total - Exercise/Conversion
NQ Stock Option (Right to Buy)
2014-10-30−35,000→ 0 totalExercise: $16.34From: 2005-11-03Exp: 2014-11-03→ Common Stock (35,000 underlying) - Exercise/Conversion
Common Stock
2014-10-30$16.34/sh+35,000$571,900→ 159,875 total
Holdings
- 2,419.542(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Stock option was exercised in light of approaching expiration date.
- [F2]Mr. Malkoski increased his stock ownership from 124,875 shares to 127,973 shares in connection with the option exercise. As part of the option exercise, shares were withheld to satisfy the option exercise price and the minimum tax withholding obligations.
- [F3]Estimate of shares held within the 401(k) plan on the reporting person's behalf based on the 401(k) Penford stock fund balance divided by the stock closing price on August 30, 2014. It should be noted that the 401(k) Penford stock fund generally contains some cash and therefore is not fully invested in Penford stock.
- [F4]The option becomes exercisable in four equal installments beginning on the first anniversary from date of grant; the first anniversary date is indicated above as the Date Exercisable.
Documents
Issuer
PENFORD CORP
CIK 0000739608
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0000739608
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 8:14 PM ET
- Size
- 9.5 KB