4//SEC Filing
PENFORD CORP 4
Accession 0001225208-14-022515
CIK 0000739608operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 8:15 PM ET
Size
9.5 KB
Accession
0001225208-14-022515
Insider Transaction Report
Form 4
PENFORD CORPPENX
RANDALL JOHN R
Vice Pres.
Transactions
- Exercise/Conversion
NQ Stock Option (Right to Buy)
2014-10-30−10,000→ 0 totalExercise: $16.34From: 2005-11-03Exp: 2014-11-03→ Common Stock (10,000 underlying) - Tax Payment
Common Stock
2014-10-30$18.80/sh−9,110$171,268→ 33,175 total - Exercise/Conversion
Common Stock
2014-10-30$16.34/sh+10,000$163,400→ 42,285 total
Holdings
- 4,324.379(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Stock option was exercised in light of approaching expiration date.
- [F2]Mr. Randall increased his stock ownership from 32,285 shares to 33,175 shares in connection with the option exercise. As part of the option exercise, shares were withheld to satisfy the option exercise price and the minimum tax withholding obligations.
- [F3]Estimate of shares held within the 401(k) plan on the reporting person's behalf based on the 401(k) Penford stock fund balance divided by the stock closing price on August 31, 2014. It should be noted that the 401(k) Penford stock fund generally contains some cash and therefore is not fully invested in Penford stock.
- [F4]The option becomes exercisable in four equal installments beginning on the first anniversary from date of grant; the first anniversary date is indicated above as the Date Exercisable.
Documents
Issuer
PENFORD CORP
CIK 0000739608
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0000739608
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 8:15 PM ET
- Size
- 9.5 KB