CUMMINS INC 4
4 · CUMMINS INC · Filed Nov 5, 2014
Insider Transaction Report
Form 4
CUMMINS INCCMI
WALL JOHN C
Vice President
Transactions
- Discretionary Transaction
Common
2014-11-03$145.09/sh−743.7$107,903→ 602.22 total(indirect: By Spouse)
Holdings
- 502.74(indirect: By 401(k))
Common
- 6,680
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (6,680 underlying) - 4,560
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (4,560 underlying) - 5,150
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (5,150 underlying) - 4,990
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (4,990 underlying) - 210(indirect: By Spouse)
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (210 underlying) - 26,916
Common
Footnotes (2)
- [F1]Represents the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as calculated by the plan administrator in connection with the transaction. The Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.