SCHWAB CHARLES CORP 4

Accession 0001225208-14-022806

$SCHWCIK 0000316709operating

View on SEC.gov Company Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 4:05 PM ET

Size

24.1 KB

Accession

0001225208-14-022806

Insider Transaction Report

Form 4

Period: 2014-11-03

SCHWAB CHARLES CORPSCHW

Allen Jay L

EVP - Human Resources

Transactions

Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-11-03−8,286→ 0 total
Exercise: $15.43From: 2011-11-01Exp: 2020-11-01→ Common Stock (8,286 underlying)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-11-03−10,000→ 20,000 total
Exercise: $13.64From: 2013-11-01Exp: 2022-11-01→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2014-11-03$13.64/sh+10,000$136,400→ 26,020.565 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2014-11-03$28.59/sh+4,009$114,617→ 38,315.565 total(indirect: By Trust)
Sale
Common Stock
2014-11-03$28.58/sh−10,367$296,308→ 9,662.565 total(indirect: By Trust)
Exercise/Conversion
Nonqualified Stock Option (right to buy)
2014-11-03−10,367→ 10,368 total
Exercise: $11.75From: 2012-11-01Exp: 2021-11-01→ Common Stock (10,367 underlying)
Award
Nonqualified Stock Option (right to buy)
2014-11-03+20,782→ 20,782 total
Exercise: $28.44From: 2015-11-03Exp: 2024-11-03→ Common Stock (20,782 underlying)
Exercise/Conversion
Common Stock
2014-11-03$11.75/sh+10,367$121,812→ 16,020.565 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2014-11-03$15.43/sh+8,286$127,853→ 34,306.565 total(indirect: By Trust)
Sale
Common Stock
2014-11-03$28.64/sh−8,286$237,312→ 30,029.565 total(indirect: By Trust)
Sale
Common Stock
2014-11-03$28.58/sh−10,000$285,803→ 20,029.565 total(indirect: By Trust)

Holdings

Common Stock
(indirect: by ESPP)
1,712

Footnotes (6)

[F1]Shares acquired on the vesting of restricted stock units.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
[F3]This transaction was executed in multiple trades at prices ranging from $28.54 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed in multiple trades at prices ranging from $28.353 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]This transaction was executed in multiple trades at prices ranging from $28.353 to $28.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F6]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Documents

1 file

4
doc4.xmlPrimary

Issuer

SCHWAB CHARLES CORP

CIK 0000316709

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000316709

Filing Metadata

Form type: 4
Filed: Nov 4, 7:00 PM ET
Accepted: Nov 5, 4:05 PM ET
Size: 24.1 KB

View on SEC.gov