SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Nov 7, 2014
Insider Transaction Report
Form 4
Allen Jay L
EVP - Human Resources
Transactions
- Sale
Common Stock
2014-11-06$28.70/sh−1,742$49,988→ 7,920.565 total(indirect: By Trust) - Sale
Common Stock
2014-11-06$28.69/sh−2,267$65,039→ 5,653.565 total(indirect: By Trust)
Holdings
- 1,712(indirect: by ESPP)
Common Stock
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
- [F2]This transaction was executed in multiple trades at prices ranging from $28.58 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $28.53 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.